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Stephanie A Thompson

Integrity Advisory Solutions

Middleton, WI

Dallas, TX

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Current Employers
Integrity Advisory Solutions

1445 Ross Ave Fl 55, Dallas, TX 75202 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-04-21
  • WI RA
    APPROVED
    Since 2025-04-21

Branch Locations

7601 University Ave Suite 201, Middleton, WI 53562 • United States

1445 Ross Ave Fl 55, Dallas, TX 75202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Krueger Hernandez And Thompson Sc Middleton WI 07/2013 04/2025
Integrity Advisory Solutions Middleton WI 04/2025 Present
Other Businesses

1. KHT Wealth Management, LLC; investment related; 7601 University Ave, Suite 201, Middleton, Wisconsin, 53562; DBA for securities business; Investment Adviser Representative; 04/21/2025; 0 hours; 0 hours during trading hours; Asset management & IAR responsibilities 2. Ash Brokerage; Not investment related; 7601 University Ave, Suite 201, Middleton, Wisconsin, 53562; Fixed Insurance & Annuities; Agent; 07/03/2024; 5 hours; 5 hours during trading hours; Life insurance sales 3. KHT Properties LLC; not investment related; 7601 University Ave, Suite 201, Middleton, Wisconsin, 53562; Real Estate; Real Estate Owner; 01/02/2024; 0 hours; 0 hours during trading hours; owns 1 real estate property 4. Krueger Hernandez & Thompson, SC; not investment related; 7601 University Ave, Suite 201, Middleton, Wisconsin, 53562; Law Firm; Attorney; 07/06/2013; 150 hours; 150 hours during trading hours; Estate planning, trust admin/probate, and long term care plan 5. American Academy Wealth; investment related; 7601 University Ave, Suite 201, Middleton, Wisconsin, 53562; DBA for securities business; Investment Adviser Representative; 04/21/2025; 0 hours; 0 hours during trading hours; Asset management & IAR responsibilities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-06
  • S65 Uniform Investment Adviser Law Examination
    2025-02-06

View on SEC IAPD

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