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Luke Serfas

Brookstone Wealth Advisors, LLC

Wheaton, IL

Annapolis, MD

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Current Employers
Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-04-01
MD RA APPROVED 2025-04-01
PA RA APPROVED 2025-04-01
VA RA APPROVED 2025-04-01
  • DE RA
    APPROVED
    Since 2025-04-01
  • MD RA
    APPROVED
    Since 2025-04-01
  • PA RA
    APPROVED
    Since 2025-04-01
  • VA RA
    APPROVED
    Since 2025-04-01

Branch Locations

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

170 Jennifer Rd, Suite 336, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Marine Corps Yuma AZ 10/2014 10/2018
United States Marine Corps Reserve Red Bank NJ 12/2018 11/2024
J.P. Morgan Chase & Co. Jersey City NJ 01/2019 07/2023
Citibank N.A. New York NY 07/2023 03/2025
Unemployed One Month Post Activity Duty Military Ridgewood NJ 11/2018 11/2018
Copper Creek Financial Annapolis MD 03/2025 Present
  • 10/2014 → 10/2018
    United States Marine Corps
    Yuma, AZ
  • 12/2018 → 11/2024
    United States Marine Corps Reserve
    Red Bank, NJ
  • 01/2019 → 07/2023
    J.P. Morgan Chase & Co.
    Jersey City, NJ
  • 07/2023 → 03/2025
    Citibank N.A.
    New York, NY
  • 11/2018 → 11/2018
    Unemployed One Month Post Activity Duty Military
    Ridgewood, NJ
  • 03/2025 → Present
    Copper Creek Financial
    Annapolis, MD
Other Businesses

Annuity and Insurance Sales via Magellan Financial (FMO)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-26
  • S65 Uniform Investment Adviser Law Examination
    2024-09-26

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL
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