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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-25
OK RA APPROVED 2025-07-08
  • TX RA
    APPROVED_RES
    Since 2025-08-25
  • OK RA
    APPROVED
    Since 2025-07-08

Branch Locations

3501 N Macarthur Blvd, Oklahoma City, OK 73122 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oklahoma City OK 03/2017 Present
Spotlight 29 Casino Indio CA 11/2015 07/2017
Ross Los Angeles CA 01/2019 07/2019
Cocobella Creamery Los Angeles CA 03/2020 05/2021
Tierra Mia Coffee Company Los Angeles CA 03/2021 06/2021
Boom Town Creamery Oklahoma City OK 04/2023 03/2024
Dolci Paradiso Oklahoma City CA 04/2023 03/2024
La Monarca Bakery And Cafe Los Angeles CA 03/2018 02/2020
Bank Of America, N.A. Oklahoma City OK 05/2025 Present
  • 03/2017 → Present
    Oklahoma City, OK
  • 11/2015 → 07/2017
    Spotlight 29 Casino
    Indio, CA
  • 01/2019 → 07/2019
    Ross
    Los Angeles, CA
  • 03/2020 → 05/2021
    Cocobella Creamery
    Los Angeles, CA
  • 03/2021 → 06/2021
    Tierra Mia Coffee Company
    Los Angeles, CA
  • 04/2023 → 03/2024
    Boom Town Creamery
    Oklahoma City, OK
  • 04/2023 → 03/2024
    Dolci Paradiso
    Oklahoma City, CA
  • 03/2018 → 02/2020
    La Monarca Bakery And Cafe
    Los Angeles, CA
  • 05/2025 → Present
    Bank Of America, N.A.
    Oklahoma City, OK
Other Businesses

I*2575358, Entity Type,Entity For Profit, Name of OBA:El Chiko Loco Plants, Address:NormanOklahoma,73071 Investment Related:no Position, Title, Association:Owner Employee Start Date:07/04/2025 No Hours: 5 weekly No Hours during trading:0 Duties:I have a passion for collecting plants and at this point have bought quite a few over the years. I would be selling plants online such as in facebook market place or etsy which would be only when I have plants to sell, not all year round./ I already take care of them since they are in my home but I would just make sure they are in precise conditional and ship them out.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-30
  • S66 Uniform Combined State Law Examination
    2025-06-30
Other Names
  • Ramon Aceves

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