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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-25
WA RA APPROVED 2025-05-07
  • TX RA
    APPROVED
    Since 2025-06-25
  • WA RA
    APPROVED
    Since 2025-05-07

Branch Locations

2400 148Th Ave Ne, Redmond, WA 98052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Redmond WA 12/2023 Present
Bank Of America Redmond WA 12/2023 03/2025
Unemployed Kirkland WA 08/2022 12/2023
University Of Melbourne Melbourne 08/2019 08/2022
Unemployed Gold Coast 12/2018 08/2019
Trinity Lutheran College - Highschool Gold Coast 01/2015 12/2018
Bank Of America, N.A. Redmond WA 05/2025 Present
  • 12/2023 → Present
    Redmond, WA
  • 12/2023 → 03/2025
    Bank Of America
    Redmond, WA
  • 08/2022 → 12/2023
    Unemployed
    Kirkland, WA
  • 08/2019 → 08/2022
    University Of Melbourne
    Melbourne
  • 12/2018 → 08/2019
    Unemployed
    Gold Coast
  • 01/2015 → 12/2018
    Trinity Lutheran College - Highschool
    Gold Coast
  • 05/2025 → Present
    Bank Of America, N.A.
    Redmond, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-18
  • S66 Uniform Combined State Law Examination
    2024-11-18
Other Names
  • Peter Lee

View on SEC IAPD

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