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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Kirkland | WA | 02/1994 | 02/2019 |
| Massmutual Life Insurance Company | Seattle | WA | 02/2019 | 04/2019 |
| Mml Investors Services Llc | Seattle | WA | 03/2019 | 04/2019 |
| Edward Jones | St Louis | MO | 04/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-20 |
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