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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-24
WA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-24
  • WA RA
    APPROVED
    Since 2012-10-01

Branch Locations

8010 164Th Ave Ne, Floor 1, Redmond, WA 98052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Redmond WA 10/2012 Present
Jeffers 13 Llc Ennis MT 03/2013 Present
Jpmorgan Chase Bank, N.A. Redmond WA 08/2009 Present
  • 10/2012 → Present
    Redmond, WA
  • 03/2013 → Present
    Jeffers 13 Llc
    Ennis, MT
  • 08/2009 → Present
    Jpmorgan Chase Bank, N.A.
    Redmond, WA
Previous Registrations
  • 2009-08-18 → 2012-10-01
    Chase Investment Services Corp.
    Redmond, WA
    Redmond, WA
    Kirkland, WA
    Kirkland, WA
    Kirkland, WA
    Kirkland, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
  • 2009-06-01 → 2009-07-30
    Boise, ID
  • 2007-07-31 → 2009-06-01
    Morgan Stanley & Co. Llc
    Boise, ID
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: JEFFERS 13, LLC. POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY - 50% START DATE: 3/1/2013 ADDRESS: 13 ENNIS, MT. DETAILS: Vacation home/ Rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): NONE HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-27
  • S66 Uniform Combined State Law Examination
    2007-07-27

View on SEC IAPD

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