Brett Allan Walsh

Employer firm

Blackrock Investment Management, LLC CRD 108928

$677B regulatory AUM 81 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Plainsboro, NJ
• 09/2006 → Present
  Blackrock Investments, Inc.
  New York, NY
• 09/2006 → Present
  Merrill Lynch Investment Managers, Llc
  Plainsboro, NJ

Previous Registrations

• 2005-03-04 → 2006-09-29
  Merrill Lynch Investment Managers Lp
  Plainsboro, NJ
• 2003-12-08 → 2005-03-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Other Businesses

ACTIVITY #1: PART OWNER OF FLEMINGTON BASEBALL & SOFTBALL, AN LLC, WHICH IS A BATTING CAGE FACILITY. TIME SPENT: 8 HOURS PER WEEK DURING THE WEEKEND. RESPONSIBILITIES: ORGANIZE CAMPS AND HANDLE FINANCES . START DATE: OCTOBER 2012. LOCATION: FLEMINGTON, NJ ACTIVITY #2: BOARD MEMBER/TREASUER OF FLEMINGTON RARITAN GIRLS SOFTBALL LEAGUE. RESPONSIBILITIES: HELP OUT EVENTS, MAINTAIN QUICKBOOK RECORDS (NO ACCESS TO FUNDS). TIME SPENT: 1 HOUR PER MONTH. START DATE: APRIL 2014 (3)Hunterdon Central Girls Softball booster club (Flemington, NJ) Designed to provide support to the girls in the Hunterdon Central softball program - Treasurer. Deposit funds collected from fundraising activities (car wash local company sponsorships etc. etc.) help in determining how funds are allocated to best support the girls in the softball program. 4)Hunterdon Healthcare Foundation; Non Profit - Hospital; Board Member; participate in board activities and events held within community; 4 board meetings per year (other activities are typically socially driven/ charitable fundraising activities); StartDate: 07/01/2022

Exams

• S66 Uniform Combined State Law Examination
  2003-11-20
• S63 Uniform Securities Agent State Law Examination
  1998-11-05

Other Names

• Brett A Walsh