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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-07-19 |
Branch Locations
13358 Manchester Rd Ste 200, Des Peres, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 06/2005 | 06/2018 |
| Lpl Financial Llc | Des Peres | MO | 06/2018 | Present |
1.08/01/2019; Walton Financial Group LLC / Walton Financial Group, LLC; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date 06/19/2018; 160hrs/mth; 8hrs during trading 2.06/08/2020; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Cornerstone Wealth Services; Investment Related; at Reported Business Location(s); Start Date 06/03/2020; 100hrs/mth; 8hrs during trading 3.04/28/2022; The Pickett Group; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 04/13/2022; 2hrs/mth; 0hrs during trading 4.02/14/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Cornerstone Wealth Portfolios; Investment Related; at Reported Business Location(s); Start Date 02/01/2023; 100hrs/mth; 8hrs during trading 5.08/03/2026; Ash Brokerage; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/30/2026; 2hrs/mth; 2hrs during trading 6.08/04/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Cairn Ridge Wealth Advisory; Investment Related; at Reported Business Location(s); Start Date 08/21/2026; 120hrs/mth; 100hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-12 |
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