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Michael Chad Walton

LPl Financial LLC

Des Peres, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-07-19
  • MO RA
    APPROVED
    Since 2018-07-19

Branch Locations

13358 Manchester Rd Ste 200, Des Peres, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 06/2005 06/2018
Lpl Financial Llc Des Peres MO 06/2018 Present
  • 06/2005 → 06/2018
    Edward Jones
    St. Louis, MO
  • 06/2018 → Present
    Des Peres, MO
Other Businesses

1.08/01/2019; Walton Financial Group LLC / Walton Financial Group, LLC; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date 06/19/2018; 160hrs/mth; 8hrs during trading 2.06/08/2020; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Cornerstone Wealth Services; Investment Related; at Reported Business Location(s); Start Date 06/03/2020; 100hrs/mth; 8hrs during trading 3.04/28/2022; The Pickett Group; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 04/13/2022; 2hrs/mth; 0hrs during trading 4.02/14/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Cornerstone Wealth Portfolios; Investment Related; at Reported Business Location(s); Start Date 02/01/2023; 100hrs/mth; 8hrs during trading 5.08/03/2026; Ash Brokerage; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/30/2026; 2hrs/mth; 2hrs during trading 6.08/04/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Cairn Ridge Wealth Advisory; Investment Related; at Reported Business Location(s); Start Date 08/21/2026; 120hrs/mth; 100hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-17
S63 Uniform Securities Agent State Law Examination 2005-08-12
  • S66 Uniform Combined State Law Examination
    2018-07-17
  • S63 Uniform Securities Agent State Law Examination
    2005-08-12
Other Names
  • Chad Walton
  • Michael Walton

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