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Sheldon Dean Freeze

Thornburg Investment Management Inc

Santa Fe, NM

CRD 8060865

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Employer firm

Thornburg Investment Management Inc CRD 106357

$54.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO MANAGEMENT FOR WRAP FEE PROGRAMS

From the firm’s Form ADV. Read the guides:

Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-02-05
  • NM RA
    APPROVED
    Since 2026-02-05

Branch Locations

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornburg Investment Management Santa Fe NM 03/2025 Present
Builders First Source Albuquerque NM 05/2024 02/2025
Southwest Writing And Media, Llc Albuquerque NM 07/2022 Present
Skorpios Technologies, Inc Albuquerque NM 01/2019 12/2019
Sennheiser Albuquerque NM 11/2017 12/2018
In School At University Of New Mexico Albuquerque NM 08/2019 12/2024
Student Central New Mexico Community College Albuquerque NM 01/2014 12/2017
  • 03/2025 → Present
    Thornburg Investment Management
    Santa Fe, NM
  • 05/2024 → 02/2025
    Builders First Source
    Albuquerque, NM
  • 07/2022 → Present
    Southwest Writing And Media, Llc
    Albuquerque, NM
  • 01/2019 → 12/2019
    Skorpios Technologies, Inc
    Albuquerque, NM
  • 11/2017 → 12/2018
    Sennheiser
    Albuquerque, NM
  • 08/2019 → 12/2024
    In School At University Of New Mexico
    Albuquerque, NM
  • 01/2014 → 12/2017
    Student Central New Mexico Community College
    Albuquerque, NM
Other Businesses

Name of the business: Southwest writing and Media, LLC Not investment-related Address of business: 8615 tierra Alegre dr ne Nature of the business: Business consulting Your position: Owner title: Owner Start date: 7.21.2022 approximate hours devoted to business per week: 5 number of hours devoted to other business during securities trading hours: 0 I am the owner and of the single member LLC organized in New Mexico and licensed in Albuquerque. It is a business consulting business where I help with processing paperwork, business consulting, project management, and compliance. Door Dash Not Investment Related 303 2nd St South Tower 8th Floor, San Francisco, CA 94607 Food delivery Delivery driver 5/4/2026 40/month 0 business hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-29
  • S66 Uniform Combined State Law Examination
    2026-01-29
Other Names
  • Sheldon Dean Bowen

View on SEC IAPD

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