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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-07-23 |
Branch Locations
15130 Main St. Suite 200, Mill Creek, WA 98012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Mill Creek | WA | 03/2025 | Present |
| North Coast Electric Company | Seattle | WA | 04/2017 | 03/2025 |
| Mill Creek Country Club | Mill Creek | WA | 02/2012 | 07/2017 |
| Raymond James Financial Services Advisors, Inc. | Mill Creek | WA | 07/2025 | Present |
(1) Name of Business: Freise Financial, Inc. Address: 15130 Main St Ste 200, Mill Creek, WA, 98012-7370, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/21/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: I am a Registered Investment Advisor providing services for prospective and existing clients of Freise Financial, Inc. Undseth Financial, Inc. is the branch manager and holds the necessary supervisory licenses, so my compensation comes from Undseth Financial, Inc. (2) Name of Business: Undseth Financial Inc. Address: 15130 Main St Ste 200, Mill Creek, WA, 98012-7370, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/21/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a Registered Investment Advisor providing services for prospective and existing clients of Freise Financial, Inc. Undseth Financial, Inc. is the branch manager and holds the necessary supervisory licenses, so my compensation comes from Undseth Financial, Inc
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-14 |
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