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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-07-23
  • WA RA
    APPROVED
    Since 2025-07-23

Branch Locations

15130 Main St. Suite 200, Mill Creek, WA 98012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Mill Creek WA 03/2025 Present
North Coast Electric Company Seattle WA 04/2017 03/2025
Mill Creek Country Club Mill Creek WA 02/2012 07/2017
Raymond James Financial Services Advisors, Inc. Mill Creek WA 07/2025 Present
  • 03/2025 → Present
    Raymond James Financial Services, Inc.
    Mill Creek, WA
  • 04/2017 → 03/2025
    North Coast Electric Company
    Seattle, WA
  • 02/2012 → 07/2017
    Mill Creek Country Club
    Mill Creek, WA
  • 07/2025 → Present
    Mill Creek, WA
Other Businesses

(1) Name of Business: Freise Financial, Inc. Address: 15130 Main St Ste 200, Mill Creek, WA, 98012-7370, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/21/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: I am a Registered Investment Advisor providing services for prospective and existing clients of Freise Financial, Inc. Undseth Financial, Inc. is the branch manager and holds the necessary supervisory licenses, so my compensation comes from Undseth Financial, Inc. (2) Name of Business: Undseth Financial Inc. Address: 15130 Main St Ste 200, Mill Creek, WA, 98012-7370, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/21/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a Registered Investment Advisor providing services for prospective and existing clients of Freise Financial, Inc. Undseth Financial, Inc. is the branch manager and holds the necessary supervisory licenses, so my compensation comes from Undseth Financial, Inc

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-14
  • S66 Uniform Combined State Law Examination
    2025-07-14
Other Names
  • Chris Austin

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