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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-04-24
  • MO RA
    APPROVED
    Since 2025-04-24

Branch Locations

5700 Oakland Avenue Suite 400, St. Louis, MO 63110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
College Bound Stl St Louis MO 08/2019 Present
Trader Joe's Saint Louis MO 02/2018 02/2020
Sarah Gaffney Webster Groves MO 06/2017 08/2017
Unemployed Saint Louis MO 12/2017 02/2018
Wheaton College Wheaton IL 08/2016 05/2017
Wheaton College Wheaton IL 08/2017 12/2017
Cetera Wealth Services, Llc El Segundo CA 03/2025 Present
Cetera Investment Advisers Llc El Segundo CA 04/2025 Present
  • 08/2019 → Present
    College Bound Stl
    St Louis, MO
  • 02/2018 → 02/2020
    Trader Joe's
    Saint Louis, MO
  • 06/2017 → 08/2017
    Sarah Gaffney
    Webster Groves, MO
  • 12/2017 → 02/2018
    Unemployed
    Saint Louis, MO
  • 08/2016 → 05/2017
    Wheaton College
    Wheaton, IL
  • 08/2017 → 12/2017
    Wheaton College
    Wheaton, IL
  • 03/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2025 → Present
    El Segundo, CA
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2025 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: COLLEGE BOUND STL INVESTMENT RELATED: NO ADDRESS: 110 N JEFFERSON AVE, ST. LOUIS, MO 63110 NATURE OF BUSINESS: COLLEGE ACCESS NON PROFIT ORGANIZATION START DATE: 08/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: PROGRAM MANAGER BRIEF DESCRIPTION OF DUTIES: OVERSEE SATELLITE PROGRAM AT THE COMMUNITY COLLEGE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-22
  • S66 Uniform Combined State Law Examination
    2025-04-22
Other Names
  • Claire Elizabeth Brummund

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