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Carter Thomas Earls

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-08-22
  • OH RA
    APPROVED
    Since 2025-08-22

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prosource Technology Solutions Blue Ash OH 05/2023 08/2023
Western & Southern Financial Group Cincinnati OH 05/2024 08/2024
Rc Capital Cincinnati OH 08/2024 12/2024
Butler County Juvenile Detention Center Hamilton OH 06/2022 08/2022
Wildwood Golf Course Middletown OH 06/2022 08/2023
Ubs Financial Services, Inc Cincinnati OH 03/2025 Present
University Of Cincinnati Cincinnati OH 08/2021 05/2025
Bishop Fenwick High School Franklin OH 08/2017 05/2021
Monroe Middle School Monroe OH 06/2015 05/2017
  • 05/2023 → 08/2023
    Prosource Technology Solutions
    Blue Ash, OH
  • 05/2024 → 08/2024
    Western & Southern Financial Group
    Cincinnati, OH
  • 08/2024 → 12/2024
    Rc Capital
    Cincinnati, OH
  • 06/2022 → 08/2022
    Butler County Juvenile Detention Center
    Hamilton, OH
  • 06/2022 → 08/2023
    Wildwood Golf Course
    Middletown, OH
  • 03/2025 → Present
    Ubs Financial Services, Inc
    Cincinnati, OH
  • 08/2021 → 05/2025
    University Of Cincinnati
    Cincinnati, OH
  • 08/2017 → 05/2021
    Bishop Fenwick High School
    Franklin, OH
  • 06/2015 → 05/2017
    Monroe Middle School
    Monroe, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-21
  • S66 Uniform Combined State Law Examination
    2025-08-21

View on SEC IAPD

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ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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