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Richard Louis French

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 8055322

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-11-13
TX RA APPROVED 2025-11-12
  • AZ RA
    APPROVED
    Since 2025-11-13
  • TX RA
    APPROVED
    Since 2025-11-12

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 08/2025 Present
Vanguard Marketing Corporation Scottsdale AZ 08/2025 Present
Randstad Phoenix AZ 03/2025 06/2025
Unemployed Scottsdale AZ 07/2023 02/2025
Mayo Clinic Scottsdale AZ 08/2022 06/2023
Unemployed Scottsdale AZ 03/2019 07/2022
Usaa Federal Savings Bank Phoenix AZ 07/2009 02/2019
Vanguard Advisers, Inc. Scottsdale AZ 11/2025 Present
  • 08/2025 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2025 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 03/2025 → 06/2025
    Randstad
    Phoenix, AZ
  • 07/2023 → 02/2025
    Unemployed
    Scottsdale, AZ
  • 08/2022 → 06/2023
    Mayo Clinic
    Scottsdale, AZ
  • 03/2019 → 07/2022
    Unemployed
    Scottsdale, AZ
  • 07/2009 → 02/2019
    Usaa Federal Savings Bank
    Phoenix, AZ
  • 11/2025 → Present
    Vanguard Advisers, Inc.
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-11
  • S66 Uniform Combined State Law Examination
    2025-11-11
Other Names
  • Dick French
  • Dick L French
  • Richard L French
  • Richard French

View on SEC IAPD

Nearby Firms

BRIDGELIGHT CAPITAL LLC
MERCER GLOBAL ADVISORS INC.
LPL FINANCIAL LLC

Nearby Investors

GARY TODD STRINGER
SHAUN ELIZABETH BRACKEN
KENNETH ROY BLACKBURN

Nearby Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ

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