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Current Employers
Thurston Springer Advisors

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-06-14
TX RA APPROVED 2024-06-14
  • OK RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED
    Since 2024-06-14

Branch Locations

3401 Nw 63Rd Street Suite 600, Oklahoma City, OK 73116 • United States

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. S. Phillps Investments, Inc. Oklahoma City OK 03/2011 06/2024
Thurston Springer Financial Indianapolis IN 06/2024 Present
  • 03/2011 → 06/2024
    T. S. Phillps Investments, Inc.
    Oklahoma City, OK
  • 06/2024 → Present
    Thurston Springer Financial
    Indianapolis, IN
Previous Registrations
  • 2011-03-11 → 2024-06-28
    Phillips Capital Advisors, Inc.
    Oklahoma City, OK
  • 2007-03-23 → 2011-03-14
    Tulsa, OK
    Broken Arrow, OK
Other Businesses

Robo Grand Holdings LLC, TULSA, OK 74112 SINCE 1/6/2009 TRADING HRS-2; TOTAL HRS-10 REAL ESTATE INVESTING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-05
S63 Uniform Securities Agent State Law Examination 2005-08-12
  • S66 Uniform Combined State Law Examination
    2007-03-05
  • S63 Uniform Securities Agent State Law Examination
    2005-08-12

View on SEC IAPD

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