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Mark Anthony Taylor

LPl Enterprise, LLC

San Jose, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-23
CA RA APPROVED 2025-04-11
  • NY RA
    APPROVED
    Since 2025-06-23
  • CA RA
    APPROVED
    Since 2025-04-11

Branch Locations

1731 Technology Dr Suite 600, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed San Jose CA 05/2024 03/2025
Quest Software Aliso Viejo CA 11/2016 05/2024
Lpl Enterprise, Llc San Jose CA 03/2025 Present
Dell Round Rock TX 08/2010 11/2016
  • 05/2024 → 03/2025
    Unemployed
    San Jose, CA
  • 11/2016 → 05/2024
    Quest Software
    Aliso Viejo, CA
  • 03/2025 → Present
    Lpl Enterprise, Llc
    San Jose, CA
  • 08/2010 → 11/2016
    Dell
    Round Rock, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-11
  • S66 Uniform Combined State Law Examination
    2025-04-11

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
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