Mark Anthony Taylor

LPl Enterprise, LLC

CRD 8053527

Claim This Profile

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-06-23
CA	RA	APPROVED	2025-04-11

NY RA
APPROVED

Since 2025-06-23
CA RA
APPROVED

Since 2025-04-11

Branch Locations

1731 Technology Dr Suite 600, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	San Jose	CA	05/2024	03/2025
Quest Software	Aliso Viejo	CA	11/2016	05/2024
Lpl Enterprise, Llc	San Jose	CA	03/2025	Present
Dell	Round Rock	TX	08/2010	11/2016

05/2024 → 03/2025

Unemployed

San Jose, CA
11/2016 → 05/2024

Quest Software

Aliso Viejo, CA
03/2025 → Present

Lpl Enterprise, Llc

San Jose, CA
08/2010 → 11/2016

Dell

Round Rock, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-04-11

S66 Uniform Combined State Law Examination

2025-04-11

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nearby Investors

Bianca N. Cross

Nearby Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA

PFG ADVISORS · San Jose, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA

More in San Jose, CA

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor