Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-29
WI RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-29
  • WI RA
    APPROVED
    Since 2025-09-05

Branch Locations

Newport Square Building 10528 N. Port Washington Road, Mequon, WI 53092 • United States

Grafton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Milwaukee WI 03/2025 Present
Associated Bank Milwaukee WI 06/2013 02/2025
City National Bank Milwaukee WI 10/2025 Present
  • 03/2025 → Present
    Milwaukee, WI
  • 06/2013 → 02/2025
    Associated Bank
    Milwaukee, WI
  • 10/2025 → Present
    City National Bank
    Milwaukee, WI
Other Businesses

1) NAME OF ENTITY: Make A Wish Wisconsin ADDRESS: 11020 W Plank Ct. suite 200 wauwatosa wi 53226 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Nov 13, 2025 CAPACITY: Committee/Council Member DUTIES: volunteer committee planning member. We meet 6-8 times a year to plan Make A Wish Wisconsins annual Gala. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-05
  • S66 Uniform Combined State Law Examination
    2025-09-05
Other Names
  • Julie Stempinski
  • Julie Niznansky

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Mequon, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor