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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-29 |
| WI | RA | APPROVED | 2025-09-05 |
Branch Locations
Newport Square Building 10528 N. Port Washington Road, Mequon, WI 53092 • United States
Grafton, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Milwaukee | WI | 03/2025 | Present |
| Associated Bank | Milwaukee | WI | 06/2013 | 02/2025 |
| City National Bank | Milwaukee | WI | 10/2025 | Present |
1) NAME OF ENTITY: Make A Wish Wisconsin ADDRESS: 11020 W Plank Ct. suite 200 wauwatosa wi 53226 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Nov 13, 2025 CAPACITY: Committee/Council Member DUTIES: volunteer committee planning member. We meet 6-8 times a year to plan Make A Wish Wisconsins annual Gala. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-05 |
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