Alfonso Ruiz

Fifth Third Securities, Inc.

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Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-09-11

IL RA
APPROVED

Since 2025-09-11

Branch Locations

2121 North Richmond Road, Mchenry, IL 60050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Mchenry	IL	05/2010	Present
Fith Third Securities	Mchenry	IL	02/2025	Present

05/2010 → Present

Fifth Third Bank

Mchenry, IL
02/2025 → Present

Fith Third Securities

Mchenry, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-09-11
S63	Uniform Securities Agent State Law Examination	2025-06-11

S65 Uniform Investment Adviser Law Examination

2025-09-11
S63 Uniform Securities Agent State Law Examination

2025-06-11

View on SEC IAPD

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