Nimish Shah

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-02

TX RA
APPROVED

Since 2026-01-02

Branch Locations

8777 N. Gainey Center Drive Ste. 161, Scottsdale, AZ 85258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Independent Financial Group, Llc	Scottsdale	AZ	06/2025	Present
Columbia University	New York	NY	08/2016	Present

06/2025 → Present

Independent Financial Group, Llc

Scottsdale, AZ
08/2016 → Present

Columbia University

New York, NY

Other Businesses

SHAH BROTHERS LLC POSITION: Partner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/30/2026 ADDRESS: 1829 Valencia Drive, Little Elm TX 75068, United States DESCRIPTION: Joint ownership of rental property and some passive investment

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-06

S66 Uniform Combined State Law Examination

2025-12-06

View on SEC IAPD

Employer firm

Current Employers

Independent Financial Group, Llc

Disclosures

Employment History

Other Businesses

Exams

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