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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-05-12 |
Branch Locations
100 W Main St Suite 500, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bath County Schools | Owingsville | KY | 08/2014 | 07/2019 |
| Eastern Kentucky University | Richmond | KY | 08/2019 | 05/2023 |
| Fifth Third Bank | Lexington | KY | 08/2023 | 05/2026 |
| Sunglass Hut | Lexington | KY | 07/2021 | 08/2024 |
| Fifth Third Securities | Lexington | KY | 02/2025 | 05/2026 |
| Robert W. Baird & Co. Incorporated | Lexington | KY | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-13 |
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