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Kasey Jacqlyn Shen

Charles Schwab & Co., Inc.

Scottsdale, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-08-14
  • AZ RA
    APPROVED
    Since 2025-08-14

Branch Locations

20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 03/2025 Present
Unemployed Scottsdale AZ 08/2024 02/2025
Augustar Financial Cincinnati OH 07/2023 07/2024
Local Family Denver CO 09/2022 09/2024
Full-Time Education Scottsdale AZ 09/2022 07/2023
Unemployed Scottsdale AZ 10/2020 12/2020
Ktr Scottsdale AZ 01/2020 09/2022
Sakana Sushi And Grill Scottsdale AZ 08/2018 12/2019
Full-Time Education Scottsdale AZ 05/2016 07/2018
Charles Schwab Bank, Ssb Phoenix AZ 11/2025 Present
  • 03/2025 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 08/2024 → 02/2025
    Unemployed
    Scottsdale, AZ
  • 07/2023 → 07/2024
    Augustar Financial
    Cincinnati, OH
  • 09/2022 → 09/2024
    Local Family
    Denver, CO
  • 09/2022 → 07/2023
    Full-Time Education
    Scottsdale, AZ
  • 10/2020 → 12/2020
    Unemployed
    Scottsdale, AZ
  • 01/2020 → 09/2022
    Ktr
    Scottsdale, AZ
  • 08/2018 → 12/2019
    Sakana Sushi And Grill
    Scottsdale, AZ
  • 05/2016 → 07/2018
    Full-Time Education
    Scottsdale, AZ
  • 11/2025 → Present
    Charles Schwab Bank, Ssb
    Phoenix, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-06-25
S65 Uniform Investment Adviser Law Examination 2025-03-12
  • S63 Uniform Securities Agent State Law Examination
    2025-06-25
  • S65 Uniform Investment Adviser Law Examination
    2025-03-12
Other Names
  • Kasey Shen

View on SEC IAPD

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BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
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