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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-22
  • TX RA
    APPROVED
    Since 2025-08-22

Branch Locations

4200 Amon Carter Blvd Ci Client Services, Fort Worth, TX 76155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Worth TX 02/2025 Present
Alphalete Marketing Irving TX 01/2021 11/2022
Vend Pro Irving TX 01/2020 01/2021
Lowes Irving TX 05/2018 10/2018
Nimitz High School Irving TX 08/2014 06/2018
North Lake College Irving TX 08/2018 06/2020
University Of Texas At Arlington Arlington TX 08/2021 12/2024
  • 02/2025 → Present
    Fort Worth, TX
  • 01/2021 → 11/2022
    Alphalete Marketing
    Irving, TX
  • 01/2020 → 01/2021
    Vend Pro
    Irving, TX
  • 05/2018 → 10/2018
    Lowes
    Irving, TX
  • 08/2014 → 06/2018
    Nimitz High School
    Irving, TX
  • 08/2018 → 06/2020
    North Lake College
    Irving, TX
  • 08/2021 → 12/2024
    University Of Texas At Arlington
    Arlington, TX
Other Businesses

I*: 2217266 Name of OBA: Natures Body Fuel Non-investment Related Address of OBA: Grand Prairie, Texas 75050 Position: Sales Representative Start Date: 06/01/2024 Hours devoted: 32 hours per month Hours devoted during trading hours: 0 Duties: Selling natural juice to consumers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-22
  • S66 Uniform Combined State Law Examination
    2025-08-22
Other Names
  • Elias Wamuludiki Muludiki

View on SEC IAPD

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