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Katiana Lynn Carter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayne, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-07
TX RA APPROVED 2025-05-07
NJ RA APPROVED 2025-04-28
  • NY RA
    APPROVED
    Since 2025-05-07
  • TX RA
    APPROVED
    Since 2025-05-07
  • NJ RA
    APPROVED
    Since 2025-04-28

Branch Locations

1700 State Route 23, Wayne, NJ 07470 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Colonia NJ 02/2025 Present
Cafe Unido Washington DC 07/2023 12/2024
Ebs & Associates Queens NY 07/2024 08/2024
Lifetime Athletic Berkeley Heights NJ 06/2019 08/2022
Mount Saint Mary Academy Watchung NJ 09/2016 05/2020
Howard University Washington DC 08/2020 12/2024
Bank Of America, N.A. Colonia NJ 04/2025 Present
  • 02/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Colonia, NJ
  • 07/2023 → 12/2024
    Cafe Unido
    Washington, DC
  • 07/2024 → 08/2024
    Ebs & Associates
    Queens, NY
  • 06/2019 → 08/2022
    Lifetime Athletic
    Berkeley Heights, NJ
  • 09/2016 → 05/2020
    Mount Saint Mary Academy
    Watchung, NJ
  • 08/2020 → 12/2024
    Howard University
    Washington, DC
  • 04/2025 → Present
    Bank Of America, N.A.
    Colonia, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-25
  • S66 Uniform Combined State Law Examination
    2025-04-25

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
EDWARD JONES
HIGHLAND FINANCIAL ADVISORS, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Other Investors

BETH ELLEN BRADEN-CORN
MARK SZWAGULINSKI
WALTER JAY GOLCZEWSKI
JOHN PAUL BARBARY
ERIC R LEVENS
GEORGE RICHARD BARNES
NEIL FRANCIS BURKE
Maria Mark

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Wayne, NJ
TD PRIVATE CLIENT WEALTH LLC · Pompton Plains, NJ
CETERA INVESTMENT ADVISERS LLC · WAYNE, NJ
LPL ENTERPRISE, LLC · RIVERDALE, NJ
J.P. MORGAN SECURITIES LLC · Pompton Plains, NJ
EDWARD JONES · POMPTON PLAINS, NJ
HIGHLAND FINANCIAL ADVISORS, LLC · RIVERDALE, NJ
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · RIVERDALE, NJ

More in Wayne, NJ

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