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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-09
CT RA APPROVED 2025-09-08
  • TX RA
    APPROVED
    Since 2025-09-09
  • CT RA
    APPROVED
    Since 2025-09-08

Branch Locations

173 N Main St, Randolph, MA 02368 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Weymouth MA 02/2019 Present
Kings Dining And Entertainment Dedham MA 09/2016 09/2022
Bertuccis Canton MA 09/2013 04/2017
Bank Of America Weymouth MA 02/2019 12/2024
Bank Of America, N.A. Randolph MA 04/2025 Present
  • 02/2019 → Present
    Weymouth, MA
  • 09/2016 → 09/2022
    Kings Dining And Entertainment
    Dedham, MA
  • 09/2013 → 04/2017
    Bertuccis
    Canton, MA
  • 02/2019 → 12/2024
    Bank Of America
    Weymouth, MA
  • 04/2025 → Present
    Bank Of America, N.A.
    Randolph, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-05
  • S66 Uniform Combined State Law Examination
    2025-08-05

View on SEC IAPD

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