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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-04-15
  • MA RA
    APPROVED
    Since 2016-04-15

Branch Locations

67 North Main Street, Randolph, MA 02368 • United States

60 Mcgrath Highway, Quincy, MA 02169 • United States

557 Washington, Canton, MA 02021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of Canton Canton MA 05/2002 Present
Infinex Investments, Inc. Farmington CT 08/2000 Present
  • 05/2002 → Present
    Bank Of Canton
    Canton, MA
  • 08/2000 → Present
    Infinex Investments, Inc.
    Farmington, CT
Other Businesses

Arbonne. Not investment related. Independent consultant. Started march 2019. Approx 3 hours per month not during trading hours. Skin care, cosmetics, nutrition products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-07
S63 Uniform Securities Agent State Law Examination 2000-12-09
  • S66 Uniform Combined State Law Examination
    2016-04-07
  • S63 Uniform Securities Agent State Law Examination
    2000-12-09
Other Names
  • Susan Marie Santos

View on SEC IAPD

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