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Edgar Flores

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Anaheim, CA

Anaheim, CA

Garden Grove, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-03
CA RA APPROVED 2025-04-28
  • TX RA
    APPROVED
    Since 2025-06-03
  • CA RA
    APPROVED
    Since 2025-04-28

Branch Locations

945 S Brookhurst St, Anaheim, CA 92804 • United States

2260 S Harbor Blvd, Anaheim, CA 92802 • United States

9591 Chapman Ave, Garden Grove, CA 92841 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 02/2025 Present
Bank Of America Glendora CA 08/2022 02/2025
Footlocker Arcadia CA 04/2019 07/2022
Attending School Rosemead CA 01/2015 03/2019
Bank Of America, N.A. Newport Beach CA 03/2025 Present
  • 02/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Newport Beach, CA
  • 08/2022 → 02/2025
    Bank Of America
    Glendora, CA
  • 04/2019 → 07/2022
    Footlocker
    Arcadia, CA
  • 01/2015 → 03/2019
    Attending School
    Rosemead, CA
  • 03/2025 → Present
    Bank Of America, N.A.
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-25
  • S66 Uniform Combined State Law Examination
    2025-04-25

View on SEC IAPD

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