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Barrett C. Brightwell

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alpharetta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2008-09-30
TX RA APPROVED 2008-09-12
  • GA RA
    APPROVED
    Since 2008-09-30
  • TX RA
    APPROVED
    Since 2008-09-12

Branch Locations

10000 Avalon Blvd, Alpharetta, GA 30009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Alpharetta GA 09/2008 Present
Bank Of America,Na Alpharetta GA 12/2009 Present
  • 09/2008 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Alpharetta, GA
  • 12/2009 → Present
    Bank Of America,Na
    Alpharetta, GA
Previous Registrations
  • 2007-04-02 → 2008-09-22
    Morgan Stanley & Co. Llc
    Chattanooga, TN
  • 2005-09-15 → 2007-04-02
    Morgan Stanley Dw Inc.
    Chattanooga, TN
    Chattanooga, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-14
  • S66 Uniform Combined State Law Examination
    2005-09-14
Other Names
  • Barrett C. Brightwell

View on SEC IAPD

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