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William Robert Paton

LPl Financial LLC

Itasca, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-19
IL RA APPROVED 2011-01-21
  • TX RA
    APPROVED_RES
    Since 2016-08-19
  • IL RA
    APPROVED
    Since 2011-01-21

Branch Locations

333 Pierce Road, Suite 405, Itasca, IL 60143 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Itasca IL 01/2011 Present
  • 01/2011 → Present
    Lpl Financial
    Itasca, IL
Previous Registrations
  • 2007-02-12 → 2011-01-07
    Edward Jones
    Schaumburg, IL
    Schaumburg, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-01
S63 Uniform Securities Agent State Law Examination 2005-08-19
  • S66 Uniform Combined State Law Examination
    2007-02-01
  • S63 Uniform Securities Agent State Law Examination
    2005-08-19
Other Names
  • Bill Paton

View on SEC IAPD

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LESLIE GLOBAL WEALTH, LLC · ITASCA, IL
PENDULUM WEALTH PARTNERS · ITASCA, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ITASCA, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ITASCA, IL
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