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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-04-17 |
Branch Locations
2261 Highway 31 S, Pelham, AL 35124 • United States
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Pelham | AL | 02/2025 | Present |
| Wells Fargo Bank, Na | Pelham | AL | 02/2025 | Present |
| Regions Bank | Birmingham | AL | 05/2021 | 02/2025 |
| Auburn University | Auburn | AL | 08/2016 | 05/2021 |
| Aflac | Columbus | GA | 05/2018 | 08/2018 |
| Baumhowers Victory Grill | Auburn | AL | 06/2019 | 06/2020 |
| Wild Wing Cafe | Opelika | AL | 10/2017 | 12/2018 |
| Acousti Of Columbus | Columbus | GA | 05/2017 | 08/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-07 |
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