Carl Raymond Stringfellow

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → Present
  Regions Bank
  Birmingham, AL
• 01/2013 → Present
  Cetera Investment Services Llc
  St.CLoud, MN
• 05/2016 → Present
  Cetera Investment Advisers Llc
  Birmingham, AL

Previous Registrations

• 2000-08-24 → 2003-03-17
  Amsouth Investment Services, Inc.
  Huntsville, AL
  Birmingham, AL
  Birmingham, AL

Exams

• S66 Uniform Combined State Law Examination
  2016-04-29