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Jonathan Carter

Charles Schwab & Co., Inc.

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-02-12
  • AZ RA
    APPROVED
    Since 2026-02-12

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Tempe AZ 04/2006 01/2019
Edward Jones Trust Company Tempe AZ 01/2019 05/2022
Edward Jones Tempe AZ 06/2022 12/2025
Charles Schwab & Co. Inc. Phoenix AZ 12/2025 Present
Previous Registrations
  • 2022-06-16 → 2025-12-26
    Edward Jones
    Tempe, AZ
    Tempe, AZ
    St Louis, MO
  • 2015-09-24 → 2019-01-07
    Edward Jones
    Tempe, AZ
    Tempe, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-08-28
  • S63 Uniform Securities Agent State Law Examination
    2006-08-28
Designations
Other Names
  • John Carter
  • Jonathan J Carter

View on SEC IAPD

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