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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jamey Pesek | Fargo | ND | 02/2025 | 05/2025 |
| Johnson Brothers Liquor Company | Fargo | ND | 05/2021 | 02/2025 |
| Moorhead Public Golf Courses | Moorhead | MN | 03/2015 | 09/2016 |
| Principal Securities Inc | Fargo | ND | 05/2025 | Present |
| Principal Life Insurance Co | Fargo | ND | 05/2025 | Present |
| Full Time Student | Moorhead | MN | 09/2016 | 06/2017 |
| G&O Insulation | Fargo | ND | 06/2017 | 08/2017 |
| North Dakota State University | Fargo | ND | 08/2017 | 05/2018 |
| G&O Insulation | Fargo | ND | 05/2018 | 08/2018 |
| University Of North Dakota | Grand Forks | ND | 08/2018 | 05/2021 |
PRIVATE STAFF 1099 POSITION: Private Staff 1099 NATURE: Private Staff 1099 INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2025 ADDRESS: 4334 18th Ave S Suite 103, Fargo ND 58103, United States DESCRIPTION: I am being hired by another Principal advisor Jamey Pesek as a 1099 contractor to complete private staff duties per our agreement signed on 10/01/2025 which will be uploaded and can be provided upon request. INSURANCE POSITION: Insurance OBA NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2025 ADDRESS: 4334 18th Ave S STE 103, Fargo ND 58103, United States DESCRIPTION: Sales of outside insurance including Life Insurance, DI, LTC, Medical, Dental, Health, and Annuities. This will include group and individual policies.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-16 |
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