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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-05 |
| NC | RA | APPROVED | 2016-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Durham | NC | 02/2015 | 09/2016 |
| Axa Advisors, Llc | New York | NY | 09/2016 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2016 | Present |
PRESTIGE FINANCIAL HOLDINGS, LLC (LLC Member) DBA: Prestige FInancial Group ALPHA LIGHT FUND INC, NON- PROFIT, 123 ELM STREET, TENAFLY, NJ 07670, CO-CHAIRMAN OF FUND RAISING CAMPAIGN TO RENOVATE HOUSE OF ALPHA, HELP RAISE CAPITAL NEEDED TO SUCCESSFULLY COMPLETE CAMPAIGN., 5HRS/MO, 8/15/2022, NON INVETMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-22 |
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