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James Leslie Brauer

Cornerstone Financial Group,LLC

Omaha, NE

Denver, CO

CRD 8043747

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Employer firm

Cornerstone Financial Group,LLC CRD 129246

$292M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Cornerstone Financial Group,Llc

11225 Davenport Street Suite 102, Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-02-12
IA RA APPROVED 2025-02-12
NE RA APPROVED 2025-02-12
  • CO RA
    APPROVED
    Since 2025-02-12
  • IA RA
    APPROVED
    Since 2025-02-12
  • NE RA
    APPROVED
    Since 2025-02-12

Branch Locations

11225 Davenport Street Suite 102, Omaha, NE 68154 • United States

501 S Cherry St Ste 1100, Denver, CO 80246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cornerstone Financial Group, Llc Denver CO 09/2024 Present
Comcast Corporation Colorado Springs CO 02/2013 09/2024
  • 09/2024 → Present
    Cornerstone Financial Group, Llc
    Denver, CO
  • 02/2013 → 09/2024
    Comcast Corporation
    Colorado Springs, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-10
  • S65 Uniform Investment Adviser Law Examination
    2025-01-10

View on SEC IAPD

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