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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-02-10
  • AZ RA
    APPROVED
    Since 2026-02-10

Branch Locations

2231 E Camelback Rd Ste 350, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
In N Out Burger Chandler AZ 02/2022 08/2022
Dme-Direct.cOm Santa Clarita CA 03/2018 02/2022
Dme-Direct.cOm Santa Clarita CA 09/2022 01/2026
Unemployed Santa Clarita CA 02/2015 02/2018
Lpl Enterprise Phoenix AZ 02/2025 01/2026
Principal Securities, Inc. Phoenix AZ 01/2026 Present
Principal Life Insurance Company Phoenix AZ 01/2026 Present
  • 02/2022 → 08/2022
    In N Out Burger
    Chandler, AZ
  • 03/2018 → 02/2022
    Dme-Direct.cOm
    Santa Clarita, CA
  • 09/2022 → 01/2026
    Dme-Direct.cOm
    Santa Clarita, CA
  • 02/2015 → 02/2018
    Unemployed
    Santa Clarita, CA
  • 02/2025 → 01/2026
    Lpl Enterprise
    Phoenix, AZ
  • 01/2026 → Present
    Phoenix, AZ
  • 01/2026 → Present
    Principal Life Insurance Company
    Phoenix, AZ
Other Businesses

**INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2026 ADDRESS: 2355 E Camelback Rd, Phoenix AZ 85016, United States DESCRIPTION: Fixed insurance: Life, disability, annuities, long-term care, health, Medicare supplements, group benefits. **UBER DRIVER POSITION: Driver NATURE: Uber Driver INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2023 ADDRESS: 3411 N 16th St, Phoenix AZ 85016, United States DESCRIPTION: Delivery orders.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-09
S63 Uniform Securities Agent State Law Examination 2025-04-10
  • S66 Uniform Combined State Law Examination
    2026-02-09
  • S63 Uniform Securities Agent State Law Examination
    2025-04-10

View on SEC IAPD

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