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Nicholas Malik

Moran Wealth Management, LLC

Naples, FL

CRD 8042705

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Employer firm

Moran Wealth Management, LLC CRD 319208

$5.10B regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Moran Wealth Management, Llc

5801 Pelican Bay Blvd, Suite 110, Naples, FL 34108 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-28
TX RA APPROVED 2025-02-20
  • FL RA
    APPROVED
    Since 2025-02-28
  • TX RA
    APPROVED
    Since 2025-02-20

Branch Locations

5801 Pelican Bay Blvd, Suite 110, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Fort Myers FL 02/2015 06/2017
Hertz Arena Fort Myers FL 06/2017 08/2020
Colonial Country Club Fort Myers FL 09/2020 11/2020
Quail Creek Country Club Naples FL 12/2020 05/2024
Student Fort Myers FL 08/2024 12/2024
Moran Wealth Management, Llc Naples FL 02/2025 Present
  • 02/2015 → 06/2017
    Unemployed
    Fort Myers, FL
  • 06/2017 → 08/2020
    Hertz Arena
    Fort Myers, FL
  • 09/2020 → 11/2020
    Colonial Country Club
    Fort Myers, FL
  • 12/2020 → 05/2024
    Quail Creek Country Club
    Naples, FL
  • 08/2024 → 12/2024
    Student
    Fort Myers, FL
  • 02/2025 → Present
    Moran Wealth Management, Llc
    Naples, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-31
  • S65 Uniform Investment Adviser Law Examination
    2025-01-31

View on SEC IAPD

Nearby Firms

TRUIST ADVISORY SERVICES, INC.
WELLS FARGO CLEARING SERVICES, LLC
J.P. MORGAN SECURITIES LLC

Nearby Investors

JENNIFER ERNA MCMANUS
RUDINA RUCI
SALWA AMEEN

Nearby Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL

More in Naples, FL

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