Best Investors Account Sign in
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-04-02
  • LA RA
    APPROVED
    Since 2025-04-02

Branch Locations

3054 Monterrey Drive, Baton Rouge, LA 70814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Baton Rouge LA 02/2025 Present
Richards Honda Baton Rouge LA 04/2024 Present
N/A Baton Rouge LA 02/2024 04/2024
Rcs Synergy Sdn Bhd Subang Jaya 12/2021 02/2024
Kenanga Investment Bank Bhd Kuala Lumpur 08/2019 12/2021
N/A Petaling Jaya 05/2019 08/2019
Iowa State University Ames IA 01/2016 05/2019
  • 02/2025 → Present
    Baton Rouge, LA
  • 04/2024 → Present
    Richards Honda
    Baton Rouge, LA
  • 02/2024 → 04/2024
    N/A
    Baton Rouge, LA
  • 12/2021 → 02/2024
    Rcs Synergy Sdn Bhd
    Subang Jaya
  • 08/2019 → 12/2021
    Kenanga Investment Bank Bhd
    Kuala Lumpur
  • 05/2019 → 08/2019
    N/A
    Petaling Jaya
  • 01/2016 → 05/2019
    Iowa State University
    Ames, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-01
  • S66 Uniform Combined State Law Examination
    2025-04-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Baton Rouge, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor