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Ethan Smith

Charles Schwab & Co., Inc.

Germantown, TN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-07-03
  • TN RA
    APPROVED
    Since 2025-07-03

Branch Locations

7926 Wolf River Boulevard, Germantown, TN 38138-1725 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whites&Associates Dyersburg TN 05/2024 06/2024
First Citizens National Bank Dyersburg TN 07/2024 08/2024
Full Time Education Finley TN 08/2015 12/2024
Lpl Enterprise Franklin TN 02/2025 06/2025
Farms Golf Course Dyersburg TN 05/2022 06/2022
Dyersburg City Pool At Okeena Dyersburg TN 06/2022 08/2022
Charles Schwab & Co., Inc. Germantown TN 06/2025 Present
Charles Schwab Bank, Ssb Germantown TN 06/2025 Present
  • 05/2024 → 06/2024
    Whites&Associates
    Dyersburg, TN
  • 07/2024 → 08/2024
    First Citizens National Bank
    Dyersburg, TN
  • 08/2015 → 12/2024
    Full Time Education
    Finley, TN
  • 02/2025 → 06/2025
    Lpl Enterprise
    Franklin, TN
  • 05/2022 → 06/2022
    Farms Golf Course
    Dyersburg, TN
  • 06/2022 → 08/2022
    Dyersburg City Pool At Okeena
    Dyersburg, TN
  • 06/2025 → Present
    Charles Schwab & Co., Inc.
    Germantown, TN
  • 06/2025 → Present
    Charles Schwab Bank, Ssb
    Germantown, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-14
  • S66 Uniform Combined State Law Examination
    2025-03-14
Other Names
  • Ethan Alexander Smith

View on SEC IAPD

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BROOKSTONE WEALTH ADVISORS, LLC
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BYRON LEE STUDDARD
William Brian Raiteri

Other Offices

CENTAURUS FINANCIAL, INC. · Germantown, TN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GERMANTOWN, TN
NEW SOUTHERN ADVISORY SERVICES · GERMANTOWN, TN
STUDDARD FINANCIAL, LLC · GERMANTOWN, TN
SOWELL MANAGEMENT · Germantown, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · GERMANTOWN, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Germantown, TN
BROOKSTONE WEALTH ADVISORS, LLC · Germantown, TN

More in Germantown, TN

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