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Jeffrey Alan Spence

Morgan Stanley

San Jose, CA

Cupertino, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-17
CA RA APPROVED 2014-09-23
  • TX RA
    APPROVED
    Since 2025-12-17
  • CA RA
    APPROVED
    Since 2014-09-23

Branch Locations

225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States

20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Jose CA 09/2014 Present
Morgan Stanley Private Bank, N.A. San Francisco CA 09/2014 Present
  • 09/2014 → Present
    Morgan Stanley
    San Jose, CA
  • 09/2014 → Present
    Morgan Stanley Private Bank, N.A.
    San Francisco, CA
Previous Registrations
  • 2011-03-10 → 2014-08-30
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
    San Francisco, CA
    San Jose, CA
    Menlo Park, CA
    San Francisco, CA
  • 2007-03-02 → 2009-04-16
    Banc Of America Investment Services, Inc.
    Redwood City, CA
    Palo Alto, CA
    Redwood City, CA
  • 2005-08-01 → 2007-02-05
    Wells Fargo Investments, Llc
    Montclair, CA
    Montclair, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-29
  • S66 Uniform Combined State Law Examination
    2005-07-29
Other Names
  • Jeffrey Alan Spence
  • Jeffrey Spence
  • Jeff Spence

View on SEC IAPD

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EQUITABLE ADVISORS, LLC
ROLO VENTURES MANAGEMENT LLC
TIGER & BULLDOG MANAGEMENT, LLC
HICKOK ADVISORY, LLC

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Jonathan A Stoft
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Luke Maura
BEN Wolff KRUGMAN
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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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