Ben Pounds

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2024 → Present
  Fisher Investments
  Tampa, FL
• 05/2024 → 08/2024
  Bergen County Superior Courts
  Hackensack, NJ
• 02/2023 → 11/2023
  Shi International Corp.
  Somerset, NJ
• 06/2021 → 08/2021
  Bergen County Prosecutor's Office
  Hackensack, NJ
• 07/2016 → 12/2022
  Maroons Lacrosse Club
  Ridgewood, NJ
• 02/2015 → 08/2020
  Joe's Odd Jobs
  Ridgewood, NJ
• 11/2023 → 05/2024
  Unemployed
  Hackensack, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-03-20