Connor Barnes

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-04-30
MD	RA	APPROVED	2025-04-10

TX RA
APPROVED

Since 2025-04-30
MD RA
APPROVED

Since 2025-04-10

Branch Locations

128 N Bond St Suite 501, Bel Air, MD 21014 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Bel Air	MD	02/2025	Present
Tower Partners	Columbia	MD	09/2020	12/2024
Unemployed	Baltimore	MD	12/2024	02/2025
Full-Time Education	Williamstown	MA	08/2019	05/2020
Unemployed	Baltimore	MD	05/2020	09/2020
Whitebox Advisors Llc	New York	NY	07/2019	08/2019
Full-Time Education	Williamstown	MA	09/2016	07/2019
Full-Time Education	Towson	MD	02/2015	09/2016

02/2025 → Present

Rbc Capital Markets, Llc

Bel Air, MD
09/2020 → 12/2024

Tower Partners

Columbia, MD
12/2024 → 02/2025

Unemployed

Baltimore, MD
08/2019 → 05/2020

Full-Time Education

Williamstown, MA
05/2020 → 09/2020

Unemployed

Baltimore, MD
07/2019 → 08/2019

Whitebox Advisors Llc

New York, NY
09/2016 → 07/2019

Full-Time Education

Williamstown, MA
02/2015 → 09/2016

Full-Time Education

Towson, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-04-09

S66 Uniform Combined State Law Examination

2025-04-09

View on SEC IAPD

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Other Investors

MELISSA MARIE MULLAN

ERIK LOUIS KELLER

ADAM WILLIS FREELAND

Michael Hax Clayton

Bryan Angelilli

ALEC LLOYD MOURING

JOSEPH MICHAEL ANDERSEN

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · BEL AIR, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bel Air, MD

OSAIC WEALTH, INC. · BEL AIR, MD

FOUNDERS FINANCIAL SECURITIES LLC · BEL AIR, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEL AIR, MD

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Bel Air, MD

AMERIPRISE FINANCIAL SERVICES, LLC · Bel Air, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Be Air, MD

More in Bel Air, MD

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