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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-20
TX RA APPROVED_RES 2025-02-19
AZ RA APPROVED 2024-10-11
MI RA APPROVED 2024-10-11
MN RA APPROVED 2024-10-11
ND RA APPROVED 2024-10-11
  • FL RA
    APPROVED
    Since 2025-02-20
  • TX RA
    APPROVED_RES
    Since 2025-02-19
  • AZ RA
    APPROVED
    Since 2024-10-11
  • MI RA
    APPROVED
    Since 2024-10-11
  • MN RA
    APPROVED
    Since 2024-10-11
  • ND RA
    APPROVED
    Since 2024-10-11

Branch Locations

1125 South Frontage Road Suite 10, Hastings, MN 55033 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Securities Alliance, Inc. Greenwood Village CO 01/2007 Present
American Portfolios Red Wing MN 02/2007 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
  • 01/2007 → Present
    United Securities Alliance, Inc.
    Greenwood Village, CO
  • 02/2007 → 10/2024
    American Portfolios
    Red Wing, MN
  • 10/2024 → Present
    Scottsdale, AZ
Previous Registrations
  • 2017-11-03 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

1. COLLINS WEALTH MANAGEMENT POSITION: agent NATURE: FIXED, LIFE, AND HEALTH INSURANCE SALES INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2007 ADDRESS: 1125 South Frontage Rd., Ste 10, Hastings MN 55033, United States DESCRIPTION: Deal with fixed life and health insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-23
S63 Uniform Securities Agent State Law Examination 2005-10-05
  • S66 Uniform Combined State Law Examination
    2017-10-23
  • S63 Uniform Securities Agent State Law Examination
    2005-10-05

View on SEC IAPD

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