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Robert Pallatroni

W&S Brokerage Services, Inc.

Fort Wright, KY

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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-06-05
KY RA APPROVED 2025-04-21
  • MA RA
    APPROVED
    Since 2025-06-05
  • KY RA
    APPROVED
    Since 2025-04-21

Branch Locations

909 Wright'S Summit Pkwy Suite 100, Fort Wright, KY 41017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed And Independant Contractor Cincinnati OH 02/2015 11/2021
Cumberland Farms Middletown RI 11/2021 07/2023
Independant Contractor Cincinnati OH 07/2023 12/2024
Western & Southern Life Fort Wright KY 12/2024 Present
W&S Brokerage Services, Inc Fort Wright KY 12/2024 Present
  • 02/2015 → 11/2021
    Self Employed And Independant Contractor
    Cincinnati, OH
  • 11/2021 → 07/2023
    Cumberland Farms
    Middletown, RI
  • 07/2023 → 12/2024
    Independant Contractor
    Cincinnati, OH
  • 12/2024 → Present
    Western & Southern Life
    Fort Wright, KY
  • 12/2024 → Present
    W&S Brokerage Services, Inc
    Fort Wright, KY
Other Businesses

Western Southern Life-NO-Fort Wright KY-Full Time Agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-21
S63 Uniform Securities Agent State Law Examination 2025-03-17
  • S65 Uniform Investment Adviser Law Examination
    2025-04-21
  • S63 Uniform Securities Agent State Law Examination
    2025-03-17

View on SEC IAPD

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Other Offices

EP WEALTH ADVISORS · Fort Wright, KY
DEAN DORTON WEALTH MANAGEMENT, LLC · FORT WRIGHT, KY
EP WEALTH ADVISORS · FORT WRIGHT, KY
LPL FINANCIAL LLC · FT WRIGHT, KY
PFS INVESTMENTS INC. · FORT WRIGHT, KY
LPL FINANCIAL LLC · FORT WRIGHT, KY
ROBERT W. BAIRD & CO. INCORPORATED · Fort Wright, KY
PFS INVESTMENTS INC. · FORT WRIGHT, KY

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