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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Plano | TX | 01/2025 | 02/2026 |
| Jpmorgan Chase Bank, N.A. | Plano | TX | 01/2025 | 02/2026 |
| Commerce Trust Company | St. Louis | MO | 09/2022 | 12/2024 |
| Walmart | Troy | MO | 05/2017 | 08/2020 |
| Maurices | Troy | MO | 12/2016 | 03/2017 |
| University Of Missouri - St. Louis | St. Louis | MO | 08/2020 | 12/2022 |
| Unemployed | Troy | MO | 04/2017 | 04/2017 |
| Unemployed | Troy | MO | 01/2015 | 11/2016 |
| Mariner | Overland Park | KS | 02/2026 | Present |
| Mariner | Overland Park | KS | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-13 |
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