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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-06-30
  • IN RA
    APPROVED
    Since 2025-06-30

Branch Locations

55 W 94Th Pl, Crown Point, IN 46307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2025 06/2025
Wilson Tampa FL 10/2024 02/2025
Topbloc Chicago IL 09/2017 03/2024
Brooksource Indianapolis IN 06/2016 09/2017
Unemployed St. John IN 03/2024 10/2024
Lpl Financial, Llc Crown Point IN 06/2025 Present
Oak Partners, Inc. Crown Point IN 06/2025 Present
  • 02/2025 → 06/2025
    St Louis, MO
  • 10/2024 → 02/2025
    Wilson
    Tampa, FL
  • 09/2017 → 03/2024
    Topbloc
    Chicago, IL
  • 06/2016 → 09/2017
    Brooksource
    Indianapolis, IN
  • 03/2024 → 10/2024
    Unemployed
    St. John, IN
  • 06/2025 → Present
    Crown Point, IN
  • 06/2025 → Present
    Oak Partners, Inc.
    Crown Point, IN
Previous Registrations
  • 2025-04-15 → 2025-06-03
    St Louis, MO
    St Johns, IN
Other Businesses

1 - 06/2025 - Oak Partners, Inc. - DBA for LPL Business (entity for LPL business) - Investment related - 160 Hrs/Mth - 8 Hrs During Trading - At reported business location(s) - OBA Start Date: 06/30/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-14
  • S66 Uniform Combined State Law Examination
    2025-04-14

View on SEC IAPD

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