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Nguyen Vu

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Temecula, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-02
CA RA APPROVED 2025-05-08
  • TX RA
    APPROVED
    Since 2025-06-02
  • CA RA
    APPROVED
    Since 2025-05-08

Branch Locations

27489 Ynez Rd, Temecula, CA 92591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hemet CA 06/2020 Present
Do Thai Uyen And Associates San Diego CA 01/2019 12/2019
Convoy Noodle House San Diego CA 01/2018 02/2020
Unemployment San Diego CA 01/2015 12/2017
San Diego State University San Diego CA 08/2018 12/2020
Bank Of America San Diego CA 12/2023 01/2025
Bank Of America, N.A. Hemet CA 03/2025 Present
  • 06/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hemet, CA
  • 01/2019 → 12/2019
    Do Thai Uyen And Associates
    San Diego, CA
  • 01/2018 → 02/2020
    Convoy Noodle House
    San Diego, CA
  • 01/2015 → 12/2017
    Unemployment
    San Diego, CA
  • 08/2018 → 12/2020
    San Diego State University
    San Diego, CA
  • 12/2023 → 01/2025
    Bank Of America
    San Diego, CA
  • 03/2025 → Present
    Bank Of America, N.A.
    Hemet, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-07
  • S66 Uniform Combined State Law Examination
    2025-05-07
Other Names
  • Zoe Vu

View on SEC IAPD

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Other Offices

ENDURING WEALTH ADVISORS · TEMECULA, CA
WELLS FARGO CLEARING SERVICES, LLC · TEMECULA, CA
EDWARD JONES · Temecula, CA
WELLS FARGO CLEARING SERVICES, LLC · TEMECULA, CA
PARK AVENUE SECURITIES LLC · TEMECULA, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Temecula, CA
J.P. MORGAN SECURITIES LLC · TEMECULA, CA
WOLFGANG CAPITAL · TEMECULA, CA

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