Best Investors Account Sign in

Abir Guha

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Great Neck, NY

New York, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-03
NY RA APPROVED 2025-09-29
  • TX RA
    APPROVED
    Since 2025-11-03
  • NY RA
    APPROVED
    Since 2025-09-29

Branch Locations

805 Northern Blvd, Great Neck, NY 11021 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Great Neck NY 08/2022 Present
Khan's Tutorial Bronx NY 02/2018 08/2018
Ichiran Usa Brooklyn NY 07/2019 08/2019
Ups New York NY 05/2021 08/2021
Suny Buffalo Buffalo NY 08/2018 07/2019
Suny Buffalo Buffalo NY 08/2019 05/2021
Suny Buffalo Buffalo NY 05/2021 08/2022
Brooklyn Technical High School Brooklyn NY 09/2014 06/2018
  • 08/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Great Neck, NY
  • 02/2018 → 08/2018
    Khan's Tutorial
    Bronx, NY
  • 07/2019 → 08/2019
    Ichiran Usa
    Brooklyn, NY
  • 05/2021 → 08/2021
    Ups
    New York, NY
  • 08/2018 → 07/2019
    Suny Buffalo
    Buffalo, NY
  • 08/2019 → 05/2021
    Suny Buffalo
    Buffalo, NY
  • 05/2021 → 08/2022
    Suny Buffalo
    Buffalo, NY
  • 09/2014 → 06/2018
    Brooklyn Technical High School
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-29
  • S66 Uniform Combined State Law Examination
    2025-09-29

View on SEC IAPD

Other Firms

STONE HILL FIDUCIARY MANAGEMENT, LLC
PALUMBO WEALTH MANAGEMENT LLC
ALLSTATE FINANCIAL ADVISORS, LLC
WEALTHUNITE ADVISORS, LLC
HALO INVESTMENT SERVICES, LLC
MSM FINANCIAL STRATEGIES
KPOINT CAPITAL LLC
SAKA VENTURES, LLC

Other Investors

Marvin Benak
AMANDA M BARCLAY
ERIC SCOTT GOODMAN
Michael Palmer
DANNY XIAO-DI HU
KELLY ANN BRIDGWOOD
BRIAN CHRISTOPHER O'LEARY
NILS ROBERT BOSCH

Other Offices

STONE HILL FIDUCIARY MANAGEMENT, LLC · GREAT NECK, NY
PALUMBO WEALTH MANAGEMENT LLC · GREAT NECK, NY
ALLSTATE FINANCIAL ADVISORS, LLC · Manhasset, NY
WEALTHUNITE ADVISORS, LLC · MANHASSET, NY
HALO INVESTMENT SERVICES, LLC · MANHASSET, NY
MSM FINANCIAL STRATEGIES · MANHASSET, NY
KPOINT CAPITAL LLC · MANHASSET, NY
SAKA VENTURES, LLC · MANHASSET, NY

More in Great Neck, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor