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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-22
  • TX RA
    APPROVED_RES
    Since 2017-05-22

Branch Locations

4900 North Scottsdale Road Suite 4000, Scottsdale, AZ 85251 • United States

Mesa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Mesa AZ 06/2005 03/2017
Mml Investors Services, Llc Scottsdale AZ 03/2017 Present
Massmutual Life Insurance Company Scottsdale AZ 07/2016 Present
  • 06/2005 → 03/2017
    Metlife Securities Inc.
    Mesa, AZ
  • 03/2017 → Present
    Scottsdale, AZ
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Scottsdale, AZ
Other Businesses

(1) NAME: JON MABB INV REL: Y ADD: 4900 NORTH SCOTTSDALE ROAD SUITE 4000 SCOTTSDALE, AZ 85251 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE:6/9/2021 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 25 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, AND HEALTH. (2) NAME: TRUST INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: TRUSTEE POSITION: SUCCESSOR TRUSTEE START DATE: N/A NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-06-20
  • S63 Uniform Securities Agent State Law Examination
    2005-06-20
Other Names
  • Jonathan Mabb

View on SEC IAPD

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