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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-19
CA RA APPROVED 2025-06-16
  • TX RA
    APPROVED
    Since 2025-08-19
  • CA RA
    APPROVED
    Since 2025-06-16

Branch Locations

20563 Stevens Creek Blvd, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 06/2019 Present
Sedaa San Ramon CA 08/2017 10/2017
Applebea's Alameda CA 08/2017 09/2017
Wellsfargo Atlanta GA 04/2019 05/2019
Farab Co Tehran 04/2014 03/2017
Unemployed Alameda CA 04/2017 08/2017
Bank Of America Alameda CA 10/2017 03/2019
Bank Of America Sunnyvale CA 06/2019 11/2020
Bank Of America, N.A. San Jose CA 02/2025 Present
  • 06/2019 → Present
    San Jose, CA
  • 08/2017 → 10/2017
    Sedaa
    San Ramon, CA
  • 08/2017 → 09/2017
    Applebea's
    Alameda, CA
  • 04/2019 → 05/2019
    Wellsfargo
    Atlanta, GA
  • 04/2014 → 03/2017
    Farab Co
    Tehran
  • 04/2017 → 08/2017
    Unemployed
    Alameda, CA
  • 10/2017 → 03/2019
    Bank Of America
    Alameda, CA
  • 06/2019 → 11/2020
    Bank Of America
    Sunnyvale, CA
  • 02/2025 → Present
    Bank Of America, N.A.
    San Jose, CA
Other Businesses

I*: 2187258 Entity Type: Rental Property Name of the other business: Rental Property 1 Whether the business is investment-related: No Address of the other business: Atlanta, Georgia, 30318 Your position: Co-owner Start date of your relationship: 08/31/2021 Approximate number of hours/month you devote to the other business: 0 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Owner of rental property I* 4513307, Entity Type, Name of OBA: Rental Property 2 Address: Decatur, Georgia, 30033 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 04/30/2026 No Hours: 1 Yearly No Hours during trading: 0 Yearly Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-16
  • S66 Uniform Combined State Law Examination
    2025-06-16

View on SEC IAPD

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