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Swbc Investment Company CRD 140994
$256M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
9311 San Pedro Avenue Suite 600, San Antonio, TX 78216-4459 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-27 |
Branch Locations
9311 San Pedro Avenue Suite 600, San Antonio, TX 78216-4459 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | San Antonio | TX | 03/2025 | 05/2025 |
| Primerica Financial Services | San Antonio | TX | 05/2024 | 05/2025 |
| Trinity University | San Antonio | TX | 08/2021 | 12/2024 |
| Saint Mary'S Hall | San Antonio | TX | 08/2017 | 05/2021 |
| Boerne Middle School | Boerne | TX | 08/2014 | 08/2017 |
| Swbc Investment Services, Llc | San Antonio | TX | 05/2025 | Present |
| Swbc Investment Company | San Antonio | TX | 01/2026 | Present |
Sales of investment-related products or Insurance; part-time or full-time, for companies affiliated with SWBC Investment Services, LLC. Investment Advisor Representative of affiliated RIA - SWBC Investment Company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-17 |
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