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Walter Allen Klein

Sfc Financial LLC

Sunset Hills, MO

CRD 8035553

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Employer firm

Sfc Financial LLC CRD 129817

$208M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Sfc Financial Llc

3890 S. Lindbergh Blvd Suite 200, Sunset Hills, MO 63127-1391 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-02-03
  • MO RA
    APPROVED
    Since 2025-02-03

Branch Locations

3890 S. Lindbergh Blvd Suite 200, Sunset Hills, MO 63127-1391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student St. Louis MO 01/2015 05/2024
Swink Coplen & Company St. Louis MO 07/2022 Present
Sfc Financial Llc Sunset Hills MO 01/2025 Present
  • 01/2015 → 05/2024
    Student
    St. Louis, MO
  • 07/2022 → Present
    Swink Coplen & Company
    St. Louis, MO
  • 01/2025 → Present
    Sfc Financial Llc
    Sunset Hills, MO
Other Businesses

I am a staff accountant at Swink Coplen & Company. I mainly prepare tax returns and tax projections for the accounting firm.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-21
  • S65 Uniform Investment Adviser Law Examination
    2024-12-21

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
HORNOR, TOWNSEND & KENT, LLC
COMMONWEALTH FINANCIAL NETWORK

Nearby Investors

MELINDA SUSAN SCHOWENGERDT
PHILIP LLOYD DEITCH
ERIN RYAN HABERKORN

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · SUNSET HILLS, MO
HORNOR, TOWNSEND & KENT, LLC · ST LOUIS, MO
COMMONWEALTH FINANCIAL NETWORK · Saint Louis, MO

More in Sunset Hills, MO

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