Best Investors Account Sign in
Inactive

Walter Allen Klein

Sfc Financial LLC

Sunset Hills, MO

Claim This Profile
Current Employers
Sfc Financial Llc

3890 S. Lindbergh Blvd Suite 200, Sunset Hills, MO 63127-1391 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-02-03
  • MO RA
    APPROVED
    Since 2025-02-03

Branch Locations

3890 S. Lindbergh Blvd Suite 200, Sunset Hills, MO 63127-1391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student St. Louis MO 01/2015 05/2024
Swink Coplen & Company St. Louis MO 07/2022 Present
Sfc Financial Llc Sunset Hills MO 01/2025 Present
  • 01/2015 → 05/2024
    Student
    St. Louis, MO
  • 07/2022 → Present
    Swink Coplen & Company
    St. Louis, MO
  • 01/2025 → Present
    Sfc Financial Llc
    Sunset Hills, MO
Other Businesses

I am a staff accountant at Swink Coplen & Company. I mainly prepare tax returns and tax projections for the accounting firm.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-21
  • S65 Uniform Investment Adviser Law Examination
    2024-12-21

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
HORNOR, TOWNSEND & KENT, LLC
COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
EDWARD JONES
DUNCAN FINANCIAL MANAGEMENT, INC.
GUARDIAN INVESTMENT MANAGEMENT, LLC

Other Investors

MELINDA SUSAN SCHOWENGERDT
PHILIP LLOYD DEITCH
ERIN RYAN HABERKORN
TEDD RAYMOND SCHLERETH
BRADLEY SCOTT HUBBARD
DANIEL OLIVER CARNS
JEFFREY SCOTT MCCORKENDALE
AUGUST HUMMERT

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · SUNSET HILLS, MO
HORNOR, TOWNSEND & KENT, LLC · ST LOUIS, MO
COMMONWEALTH FINANCIAL NETWORK · Saint Louis, MO
LPL FINANCIAL LLC · SAINT LOUIS, MO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Sunset Hills, MO
EDWARD JONES · SUNSET HILLS, MO
EDWARD JONES · Sunset Hills, MO
DUNCAN FINANCIAL MANAGEMENT, INC. · SUNSET HILLS, MO

More in Sunset Hills, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor